| INSIDER & RULE 144 TRANSACTIONS REPORTED - LAST TWO YEARS |
| Date | Insider | Shares | Transaction | Value* | | 31-Dec-09 | JOHNSON RICHARD ERNEST Officer | 622 | Disposition (Non Open Market) at $5.56 per share. | $3,458 | | 15-Dec-09 | KIM HO IL Officer | 35,000 | Option Exercise at $0 per share. | N/A | | 15-Dec-09 | KIM HO IL Officer | 11,112 | Disposition (Non Open Market) at $5.64 per share. | $62,671 | | 12-Dec-09 | TATTERSFIELD JOHN J F Officer | 31,500 | Option Exercise at $0 per share. | N/A | | 12-Dec-09 | TATTERSFIELD JOHN J F Officer | 10,001 | Disposition (Non Open Market) at $5.62 per share. | $56,205 | | 12-Dec-09 | KECK DAVID W Officer | 26,250 | Option Exercise at $0 per share. | N/A | | 12-Dec-09 | KECK DAVID W Officer | 9,830 | Disposition (Non Open Market) at $5.62 per share. | $55,244 | | 12-Dec-09 | JOHNSON RICHARD ERNEST Officer | 8,438 | Option Exercise at $0 per share. | N/A | | 12-Dec-09 | JOHNSON RICHARD ERNEST Officer | 2,679 | Disposition (Non Open Market) at $5.62 per share. | $15,055 | | 12-Dec-09 | FORD JEFFREY JOHN Officer | 15,750 | Option Exercise at $0 per share. | N/A | | 12-Dec-09 | FORD JEFFREY JOHN Officer | 15,750 | Option Exercise at $0 per share. | N/A | | 12-Dec-09 | FORD JEFFREY JOHN Officer | 5,244 | Disposition (Non Open Market) at $5.62 per share. | $29,471 | | 12-Dec-09 | FORD JEFFREY JOHN Officer | 5,244 | Disposition (Non Open Market) at $5.62 per share. | $29,471 | | 30-Nov-09 | JOHNSON RICHARD ERNEST Officer | 5,000 | Sale at $4.76 per share. | $23,800 | | 30-Nov-09 | JOHNSON RICHARD ERNEST Officer | 622 | Disposition (Non Open Market) at $4.75 per share. | $2,954 | | 11-Nov-09 | WATSON NOEL G Director | 8,500 | Option Exercise at $0 per share. | N/A | | 31-Oct-09 | JOHNSON RICHARD ERNEST Officer | 622 | Disposition (Non Open Market) at $5.25 per share. | $3,265 | | 30-Sep-09 | JOHNSON RICHARD ERNEST Officer | 622 | Disposition (Non Open Market) at $5.81 per share. | $3,613 | | 12-Sep-09 | MASSENGILL MATTHEW E Director | 8,500 | Option Exercise at $0 per share. | N/A | | 31-Aug-09 | JOHNSON RICHARD ERNEST Officer | 622 | Disposition (Non Open Market) at $5.12 per share. | $3,184 | | 18-Aug-09 | KECK DAVID W Officer | 17,085 | Option Exercise at $1.66 per share. | $28,361 | | 18-Aug-09 | KECK DAVID W Officer | 17,085 | Sale at $5.28 per share. | $90,208 | | 31-Jul-09 | JOHNSON RICHARD ERNEST Officer | 622 | Disposition (Non Open Market) at $6.20 per share. | $3,856 | | 30-Jun-09 | JOHNSON RICHARD ERNEST Officer | 622 | Disposition (Non Open Market) at $5.33 per share. | $3,315 | | 15-Jun-09 | FORTH J BRADFORD Director | 5,900,000 | Sale at $5.86 per share. | $34,574,000 | | 15-Jun-09 | GT SOLAR HOLDINGS, LLC Beneficial Owner (10% or more) | 5,900,000 | Sale at $5.86 per share. | $34,574,000 | | 15-Jun-09 | OAKTREE CAPITAL GROUP HOLDINGS GP, LLC Beneficial Owner (10% or more) | 5,900,000 | Sale at $5.86 per share. | $34,574,000 | | 15-Jun-09 | LANDERS RICHARD K Director | 5,900,000 | Sale at $5.86 per share. | $34,574,000 | | 15-Jun-09 | OAKTREE CAPITAL MANAGEMENT LP Beneficial Owner (10% or more) | 5,900,000 | Sale at $5.86 per share. | $34,574,000 | | 5-Jun-09 | JOHNSON RICHARD ERNEST Officer | 100 | Acquisition (Non Open Market) at $0 per share. | N/A | | 5-Jun-09 | JOHNSON RICHARD ERNEST Officer | 100 | Disposition (Non Open Market) at $0 per share. | N/A | | 30-May-09 | JOHNSON RICHARD ERNEST Officer | 622 | Disposition (Non Open Market) at $6.42 per share. | $3,993 | | 27-May-09 | KECK DAVID W Officer | 55,575 | Sale at $6.09 per share. | $338,451 | | 19-May-09 | KECK DAVID W Officer | 25,840 | Option Exercise at $1.66 per share. | $42,894 | | 19-May-09 | KECK DAVID W Officer | 25,840 | Sale at $5.34 per share. | $137,985 | | 19-May-09 | CHEN FUSEN ERNIE Director | 8,500 | Sale at $5.80 per share. | $49,300 | | 18-May-09 | KECK DAVID W Officer | 8,783 | Sale at $5.43 per share. | $47,691 | | 15-May-09 | KECK DAVID W Officer | 116,217 | Sale at $5.45 per share. | $633,382 | | 15-May-09 | JOHNSON RICHARD ERNEST Officer | 15,000 | Sale at $5.39 per share. | $80,850 | | 15-May-09 | CONAWAY JOHN MICHAL Director | 8,500 | Option Exercise at $0 per share. | N/A | | 15-May-09 | CHEN FUSEN ERNIE Director | 8,500 | Option Exercise at $0 per share. | N/A | | 4-May-09 | WOODBURY ROBERT W JR Officer | 562 | Disposition (Non Open Market) at $8.27 per share. | $4,647 | | 30-Apr-09 | JOHNSON RICHARD ERNEST Officer | 622 | Disposition (Non Open Market) at $7.09 per share. | $4,409 | | 2-Apr-09 | WOODBURY ROBERT W JR Officer | 562 | Disposition (Non Open Market) at $6.91 per share. | $3,883 | | 31-Mar-09 | JOHNSON RICHARD ERNEST Officer | 7,980 | Disposition (Non Open Market) at $6.64 per share. | $52,987 | | 25-Feb-09 | KECK DAVID W Officer | 40,000 | Sale at $4.50 per share. | $180,000 | | 23-Feb-09 | KECK DAVID W Officer | 42,500 | Option Exercise at $1.66 per share. | $70,550 | | 23-Feb-09 | KECK DAVID W Officer | 42,500 | Sale at $4.38 per share. | $186,150 | | 6-Feb-09 | GRAY DAVID C Officer | 110,000 | Acquisition (Non Open Market) at $0 per share. | N/A | | 15-Dec-08 | KIM HO IL Officer | 140,000 | Acquisition (Non Open Market) at $0 per share. | N/A | | 12-Dec-08 | ZARRELLA THOMAS M Officer | 400,000 | Acquisition (Non Open Market) at $0 per share. | N/A | | 12-Dec-08 | TATTERSFIELD JOHN J F Officer | 126,000 | Acquisition (Non Open Market) at $0 per share. | N/A | | 12-Dec-08 | KECK DAVID W Officer | 105,000 | Acquisition (Non Open Market) at $0 per share. | N/A | | 12-Dec-08 | JOHNSON RICHARD ERNEST Officer | 33,751 | Acquisition (Non Open Market) at $0 per share. | N/A | | 12-Dec-08 | FORD JEFFREY JOHN Officer | 63,000 | Acquisition (Non Open Market) at $0 per share. | N/A | | 12-Dec-08 | WOODBURY ROBERT W JR Officer | 140,000 | Acquisition (Non Open Market) at $0 per share. | N/A | | 8-Sep-08 | KECK DAVID W Officer | 220,575 | Option Exercise at $1.66 per share. | $366,154 | | 24-Jul-08 | FORTH J BRADFORD Director | 30,300,000 | Sale at $16.50 per share. | $499,950,000 | | 24-Jul-08 | GT SOLAR HOLDINGS, LLC Beneficial Owner (10% or more) | 30,300,000 | Sale at $16.50 per share. | $499,950,000 | | 24-Jul-08 | OAKTREE CAPITAL GROUP HOLDINGS GP, LLC Beneficial Owner (10% or more) | 30,300,000 | Sale at $16.50 per share. | $499,950,000 | | 24-Jul-08 | LANDERS RICHARD K Director | 30,300,000 | Sale at $16.50 per share. | $499,950,000 | | 23-Jul-08 | FORTH J BRADFORD Director | 141,738,336 | Statement of Ownership | N/A | | 23-Jul-08 | GT SOLAR HOLDINGS, LLC Beneficial Owner (10% or more) | 141,738,336 | Statement of Ownership | N/A | | 23-Jul-08 | ZARRELLA THOMAS M Officer | 551,664 | Statement of Ownership | N/A | | 23-Jul-08 | OAKTREE CAPITAL GROUP HOLDINGS GP, LLC Beneficial Owner (10% or more) | 141,738,336 | Statement of Ownership | N/A | | 23-Jul-08 | LANDERS RICHARD K Director | 141,738,336 | Statement of Ownership | N/A | | 23-Jul-08 | WOODBURY ROBERT W JR Officer | 85,000 | Statement of Ownership | N/A |
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* = Where indicated, some values are estimates. 1 = Potential proceeds estimated by the filer. 2 = Estimated based on the average of multiple prices reported. 3 = Multiple dates reported. Most recent date shown. |
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